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Practices & Industries: Securities
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Related Information
Attorneys
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Practices & Industries
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Overview
Attorney Contact
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P: 858.720.6322
F: 858.523.4305
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Attorney Contact
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P: 619.699.2526
F: 619.446.8242
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Luce Forward's securities attorneys regularly provide securities advice to both private and public companies and their principals in connection with their ongoing obligations under federal and state securities laws. Our securities services include advising our clients with regards to:
- Private placement and public offering documentation for equity and debt financings.
- Negotiation of underwriting and placement agent agreements.
- Assistance in valuations.
- Public disclosure issues.
- Corporate governance and fiduciary duty issues.
- Compliance by public companies with various securities exchanges.
- Compliance with the SEC and state "Blue Sky" authorities.
- Compliance with Rule 144 under the Securities Act of 1933 and similar matters.
- Approval and clearance of offerings with the NASD.
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